What is Alberta Transportation - Third-Party Auditors

Alberta Transportation is the government department responsible for overseeing transportation-related policies, infrastructure, and safety within the province of Alberta, Canada. Here is a summary:

  1. Responsibilities: Alberta Transportation is tasked with developing and implementing policies, programs, and projects related to transportation. This includes roadways, public transit, commercial transportation, and other aspects of the province's transportation network.

  2. Infrastructure Development: The department is involved in the planning, construction, and maintenance of transportation infrastructure, including highways, bridges, and public transit systems. It aims to enhance connectivity and facilitate the movement of people and goods.

  3. Safety Regulation: Alberta Transportation plays a crucial role in ensuring the safety of transportation systems. This includes establishing and enforcing safety standards for vehicles, drivers, and carriers, as well as conducting audits and inspections.

  4. Licensing and Registration: The department oversees the licensing and registration of vehicles, drivers, and carriers to ensure compliance with provincial and national regulations. This includes issuing Safety Fitness Certificates for commercial carriers.

  5. Public Transit: Alberta Transportation is involved in supporting and coordinating public transit initiatives to enhance accessibility and efficiency of transit services within the province.

  6. National Safety Code (NSC) Program: The department implements the National Safety Code program, which sets safety standards for the operation of commercial vehicles in Canada. This program includes various components, such as carrier audits and compliance reviews.

  7. Regulatory Compliance: Alberta Transportation works to ensure that transportation entities comply with relevant laws and regulations. This involves monitoring and enforcing compliance with safety, environmental, and operational standards.

  8. Pre-Entry Program: The department introduced the Pre-Entry Program to assess and enhance the safety compliance of new carriers entering the transportation industry. This program includes safety fitness courses and knowledge tests.

  9. Information Systems: Alberta Transportation employs information systems and online portals to facilitate processes such as Safety Fitness Certificate applications, documentation submission, and access to carrier profiles.

  10. Public Outreach: The department engages in public outreach and communication to raise awareness about transportation-related matters, promote safety, and provide information to stakeholders.

For the most current and detailed information about Alberta Transportation, including specific programs, initiatives, and regulatory updates, it is recommended to refer to official documents, announcements, and the Alberta Transportation website.

What are Third-Party Auditors

Thank you for providing detailed information about the roles and responsibilities of Third-Party Auditors (TPAs) certified by Alberta Transportation. Here's a summary of the key points:

  1. Certification and Independence:

    • TPAs are independent auditors certified by Alberta Transportation.

    • They conduct various types of audits to specific standards set by Alberta Transportation.

  2. Types of Audits Conducted:

    • New Carrier Compliance Review (NCCR):

      • Required for carriers applying for a new Safety Fitness Certificate.

      • Conducted as a high-level review of the carrier's compliance with transportation legislation.

    • Assessment of Compliance (AC):

      • Required for carriers with a suspended Safety Fitness Certificate.

      • Demonstrates that the carrier has addressed and remedied compliance deficiencies.

    • National Safety Code (NSC) Audit:

      • Conducted in response to a public complaint about a carrier or if the carrier has on-road issues.

      • Involves a detailed review of records to verify the carrier's compliance with transportation legislation.

    • Verification Audit:

      • Follow-up review conducted after an NSC Audit.

      • Verifies that all deficiencies identified in the NSC Audit have been remedied.

  3. Purpose of Each Audit:

    • Each type of audit serves a specific purpose, such as assessing compliance for new carriers, ensuring remediation for carriers with suspended certificates, addressing public complaints, and verifying corrective actions post-NSC Audit.

  4. Implementation Timeline:

    • The New Carrier Compliance Review (NCCR) requirement was implemented on March 1, 2019.

  5. Services Available to Carriers:

    • Carriers can engage TPAs to receive the above-mentioned audit services.

    • Carriers should select TPAs based on their specific needs, and discussions with multiple auditors are encouraged.

This summary provides an overview of the functions and services provided by Third Party Auditors in Alberta's transportation regulatory framework. Carriers seeking these services can collaborate with certified TPAs to ensure compliance with safety standards and regulations.


Third Party Auditors List

https://www.alberta.ca/system/files/custom_downloaded_images/trans-national-safety-code-certified-auditors-and-reviewers.pdf

Schedule of Fees for Reviews and Audits 

https://www.alberta.ca/system/files/custom_downloaded_images/tr-tpa-estimated-fee-schedule.pdf

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